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Sales Compliance Check-up Service
- Annual retainers based on client requirements
- Monthly, Quarterly or Biannual regulatory updates
- Monthly, Quarterly or Biannual onsite visits
Total GSC Jurisdiction coverage: 67 countries
Service Offering for all Retainer levels:
- Sales Road Maps
- Market Snapshots
- Separate (Managed) Account Road Maps
- Updates of all GSC deliverables (Sales Road Maps, Market Snapshots, Legal Memos, Research, etc.) based on new product roll-out and business model changes
- E-MANUALs (Sales Road Map, Market Snapshots, etc.)
- Onsite training
- Refresher training courses
- Review of Marketing Presentations (& country disclaimer language)
- Bespoke seminars based on client request
- Licensing Checks: MiFID passporting (EU/EEA)
- Updates on specific regulations applicable to client requirements
- Negotiation and preparation of legal fees budget
- Project Management (fund filings, reporting etc.)
- Sales compliance manual
- Compliance file audits
Retainer Levels:
1— BASIC RETAINER: Up to 10 countries
2—
CORE RETAINER: 11-30 countries
3—
PREMIUM RETAINER: > 30 countries. Premium Retainers also include:
- Strategic Distribution advisory
- Review and audit of in-house legal opinions & regulatory information (application to client product and business model)
- Special “full-time projects” (i.e., establishment of office in Australia, etc.)
- Website Compliance (multi-jurisdictions)
*Contact GSC for our Annual Retainer price list.